Banking Ethics, Conflicts of Interest & Compliance for Staff

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On-Demand Webinar
StreamedSep 12, 2024Duration90 minutes
- Unlimited & shareable access starting two business days after live stream
- Available on desktop, mobile & tablet devices 24/7
- Take-away toolkit
- Ability to download webinar video
- Presenter's contact info for questions
Do you know and understand the banking ethics guidelines that apply to you?
Could you identify a conflict of
interest? Do you know that some ethical violations can even lead to personal
liability? This must-attend webinar will explore staff members’ ethical duties
and responsibilities. Don’t miss this opportunity to ensure you stay on the
straight and narrow.
AFTER THIS
WEBINAR YOU’LL BE ABLE TO:
- Define what is meant by “banking ethics”
- Understand what constitutes a conflict of interest in the work environment
- Distinguish situations where an employee’s personal conduct might violate the institution’s code of conduct
- Explain the rules that prohibit an employee from disclosing private and confidential information
- Use diversity, equity, and inclusion standards for the benefit of your institution
WEBINAR DETAILS
Banking ethics are important rules that all financial
institution employees must follow. Any conflict of interest could adversely
affect the staff member’s judgment or job performance. Moreover, certain
situations can result in personal liability. This risk increases for both employees and financial institutions when these
important rules aren’t understood.
This webinar will
fully explain the ethical duties and responsibilities of team members,
which will help protect employees from personal liability and shield the
financial institution as well.
WHO SHOULD ATTEND?
This informative session
is designed for all employees, managers, human resources personnel, compliance
officers, internal auditors, and attorneys.
TAKE-AWAY TOOLKIT
- Sample table of contents for a financial institution’s code of conduct (so you don’t overlook any legal requirement or important topic)
- Employee training log
- Interactive quiz
- PDF of slides and speaker’s contact info for follow-up questions
- Attendance certificate provided to self-report CE credits
NOTE: All materials are subject to copyright. Transmission, retransmission,
or republishing of any webinar to other institutions or those not employed by
your institution is prohibited. Print materials may be copied for eligible
participants only.
Presented By

Spencer Fane LLP
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