Banking Ethics, Conflicts of Interest & Compliance for Staff

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On-Demand Webinar

StreamedSep 12, 2024Duration90 minutes

Unlimited & shareable access starting two business days after live stream
Available on desktop, mobile & tablet devices 24/7
Take-away toolkit
Ability to download webinar video
Presenter's contact info for questions

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Do you know and understand the banking ethics guidelines that apply to you?

Could you identify a conflict of interest? Do you know that some ethical violations can even lead to personal liability? This must-attend webinar will explore staff members’ ethical duties and responsibilities. Don’t miss this opportunity to ensure you stay on the straight and narrow.

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

Define what is meant by “banking ethics”
Understand what constitutes a conflict of interest in the work environment
Distinguish situations where an employee’s personal conduct might violate the institution’s code of conduct
Explain the rules that prohibit an employee from disclosing private and confidential information
Use diversity, equity, and inclusion standards for the benefit of your institution

WEBINAR DETAILS

Banking ethics are important rules that all financial institution employees must follow. Any conflict of interest could adversely affect the staff member’s judgment or job performance. Moreover, certain situations can result in personal liability. This risk increases for both employees and financial institutions when these important rules aren’t understood.

This webinar will fully explain the ethical duties and responsibilities of team members, which will help protect employees from personal liability and shield the financial institution as well.

WHO SHOULD ATTEND?

This informative session is designed for all employees, managers, human resources personnel, compliance officers, internal auditors, and attorneys.

TAKE-AWAY TOOLKIT

Sample table of contents for a financial institution’s code of conduct (so you don’t overlook any legal requirement or important topic)
Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.