Medallion & Signature Guarantee Risks, Rules & Best Practices
June 11, 2025
Live Webinar
DateJun 11, 2025Duration90 minutes
08:00 AM PDT09:00 AM MDT
10:00 AM CDT11:00 AM EDT
- Unlimited connections for your institution
- Available on desktop, mobile & tablet
- Take-away toolkit
- Presenter’s contact info for questions
On-Demand Webinar
- Unlimited & shareable access starting two business days after live stream
- Available on desktop, mobile & tablet devices 24/7
- Take-away toolkit
- Ability to download webinar video
- Presenter's contact info for questions
Signature guarantees are not new, but the financial losses and administrative problems associated with them are very real.
Many institutions do not
understand the responsibilities and liabilities assumed when guaranteeing a
signature. Do you know the differences between the various signature
guarantees, including the STAMP Medallion Program? Join us to learn all the
details – and avoid the potholes.
AFTER THIS
WEBINAR YOU’LL BE ABLE TO:
- Distinguish between a notary, a traditional signature guarantee, and a Medallion Guarantee
- Understand the liability imposed and how to reduce it
- Describe the three warranties your institution makes when it uses the STAMP Medallion Program
- Explain the STAMP Medallion Program
- Determine whether a signature is genuine and whether the signer has legal capacity
WEBINAR DETAILS
Financial institutions often provide a Medallion Signature
Guarantee without understanding the associated risks and liabilities,
potentially exposing itself to significant risk. For example, did you know that
when your institution provides the Guarantee, it assumes liability for the
authenticity of the signature? Many institutions don’t realize they must comply
with and are bound by regulations governing Medallion Guarantees, such as the
Securities Transfer Agents Medallion Program (STAMP). This webinar will explain
the “ins and outs” of a Medallion Signature Guarantee and provide tools and
best practices your institution can use to ensure compliance and protect itself
from the various risks and liabilities.
NOTE: This seminar is not
sponsored by or affiliated with the STAMP Medallion
Program.
WHO SHOULD ATTEND?
This informative session
is for any institution that issues or accepts signature guarantees or that
participates in the STAMP Medallion Program.
TAKE-AWAY TOOLKIT
- Checklist of best practices
- Employee training log
- Interactive quiz
- PDF of slides and speaker’s contact info for follow-up questions
- Attendance certificate provided to self-report CE credits
NOTE: All materials are subject to copyright. Transmission, retransmission,
or republishing of any webinar to other institutions or those not employed by
your institution is prohibited. Print materials may be copied for eligible
participants only.
Presented By
Spencer Fane LLP
© 2025 FINANCIAL EDUCATION & DEVELOPMENT, INC