Compliance Management System Overview & Best Practices
April 17, 2025
Live Webinar
DateApr 17, 2025Duration90 minutes
08:00 AM PDT09:00 AM MDT
10:00 AM CDT11:00 AM EDT
- Unlimited connections for your institution
- Available on desktop, mobile & tablet
- Take-away toolkit
- Presenter’s contact info for questions
On-Demand Webinar
- Unlimited & shareable access starting two business days after live stream
- Available on desktop, mobile & tablet devices 24/7
- Take-away toolkit
- Ability to download webinar video
- Presenter's contact info for questions
Although regulatory agencies stress the importance of having a robust compliance management system (CMS), financial institutions have had a lot of leeway in creating them.
What’s the state of your CMS?
Does it follow industry standards? How does it address risk management? Join
regulatory compliance counsel Michael Christians for this jam-packed webinar
that will provide an overview of, and best practices for, your institution’s
CMS.
AFTER THIS
WEBINAR YOU’LL BE ABLE TO:
- Understand the appropriate structure for a compliance management system
- Identify the various types of risk that affect your financial institution
- Effectively use change management resources
- Appropriately draft compliance-specific policies
- Distinguish the critical elements of a consumer complaint response program
WEBINAR DETAILS
Financial institutions are expected to take a
wholistic approach to risk management in 2025. With several variations of risk
posing challenges to your institution, the only way to successfully accomplish
this is by establishing an enterprise-wide compliance management system. This
program will include information regarding:
- CMS structure
- Risk management
- Laws and regulations
- Change management
- Training
- Monitoring and corrective action
- Vendor due diligence
- Consumer complaint response
WHO SHOULD ATTEND?
This session is designed
for compliance officers, risk management personnel, internal auditors, staff
trainers, management, and board members.
TAKE-AWAY TOOLKIT
- CMS desktop reference guide
- Employee training log
- Interactive quiz
- PDF of slides and speaker’s contact info for follow-up questions
- Attendance certificate provided to self-report CE credits
NOTE: All materials are subject to copyright. Transmission, retransmission,
or republishing of any webinar to other institutions or those not employed by
your institution is prohibited. Print materials may be copied for eligible
participants only.
Presented By
Michael Christians Consulting, LLC
© 2025 FINANCIAL EDUCATION & DEVELOPMENT, INC