Compliance Officers: Advanced Deposit & Consumer Compliance Training

Compliance Frontline & New Accounts

On-Demand Webinar

StreamedFeb 22, 2023Duration90 minutes

Unlimited & shareable access starting two business days after live stream
Available on desktop, mobile & tablet devices 24/7
Take-away toolkit
Ability to download webinar video
Presenter's contact info for questions

See Registration Options

Effective compliance officers touch nearly every department and program.

To do their jobs well, a vast amount of information needs to be in their heads and at their fingertips. This webinar will provide more advanced compliance training to further hone their skills and fill their toolbox.

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

Understand deposit and consumer compliance fundamentals and more complex elements of the regulations
Respond appropriately to audit and exam findings
Prepare your program and staff for regulatory hot buttons
Establish an effective training program
Effectively report compliance matters to the board
Incorporate best practices and provided tools into your compliance program

WEBINAR DETAILS

Compliance officers wear many hats. Each day they must manage piles of regulations, guidance, and monitoring reports to protect against compliance violations and avoid practices that could result in consumer harm.

This jam-packed session will go beyond the basics of the consumer regulation requirements and provide resources and tools to strengthen and enhance your compliance program. Join us to explore the more complex elements of the key deposit and consumer compliance regulations.

WHO SHOULD ATTEND?

This informative session is designed for deposit operations personnel, branch managers, and compliance officers.

TAKE-AWAY TOOLKIT

Sample policy review schedule
Sample year-end compliance checklist
Sample audit/exam finding tracking log
Many more sample forms, guides, and checklists to meet consumer regulatory requirements
Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.