Managing & Monitoring High-Risk Accountholders
On-Demand Webinar
StreamedAug 15, 2024Duration90 minutes
- Unlimited & shareable access starting two business days after live stream
- Available on desktop, mobile & tablet devices 24/7
- Take-away toolkit
- Ability to download webinar video
- Presenter's contact info for questions
High-risk accountholders come in all shapes and sizes – and industries.
This can make it difficult to
identify activities outside the norm. The risks can increase if you have not
properly identified the consumer, business, or source of deposited funds, or
appropriately monitored the account for changes in activity. Attend this
thorough webinar to learn more about managing and monitoring high-risk
accountholders – and the risks involved.
AFTER THIS
WEBINAR YOU’LL BE ABLE TO:
- Define high-risk accountholders in your policies and procedures
- Develop adequate internal controls to protect your institution from money laundering and fraud
- Use provided tools and resources to develop a comprehensive due diligence process at account opening
- Establish monitoring procedures to identify potentially suspicious activity
- File accurate SARs for emerging areas of fraud
WEBINAR DETAILS
High-risk accountholders
span a variety of industries, account types, and individual behaviors. Money
service businesses, private ATM owners, cannabis-related businesses, and cash-intensive
businesses present even more risk to your institution.
This session will address
how to mitigate these risks and safely maintain relationships with higher-risk
accountholders. It will detail the required policies and procedures you should
have in place to identify high-risk accountholders at the time of account
opening and conduct appropriate due diligence to ensure a proper understanding
of the accountholder’s normal activity. You’ll learn about red flags that
should be incorporated into your monitoring process to identify potentially
suspicious activity and take appropriate action.
WHO SHOULD ATTEND?
This informative session will
benefit new accounts representatives, loan officers, branch managers, BSA/AML officers,
and compliance officers.
TAKE-AWAY TOOLKIT
- New account due diligence form
- Business account questionnaire
- FinCEN advisory tracker
- Employee training log
- Interactive quiz
- PDF of slides and speaker’s contact info for follow-up questions
- Attendance certificate provided to self-report CE credits
NOTE: All materials are subject to copyright. Transmission, retransmission,
or republishing of any webinar to other institutions or those not employed by
your institution is prohibited. Print materials may be copied for eligible
participants only.
Presented By

Brode Consulting Services, Inc.
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