Deposit Compliance Deep Dive: Beyond the Basics of Reg CC, Reg DD, Reg E, UDAAP & More

Compliance Frontline & New Accounts IRA & HSA Operations Senior Management Deposit Account Compliance Senior Management & Directors

On-Demand Webinar

StreamedSep 4, 2024Duration90 minutes

Unlimited & shareable access starting two business days after live stream
Available on desktop, mobile & tablet devices 24/7
Take-away toolkit
Ability to download webinar video
Presenter's contact info for questions

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Throughout life, people have always wanted to know what was going to be on the “big test.”

Well, the compliance examination world is no different. Banking staff want to know what is going to be reviewed by examiners! This informative webinar will provide the insight, tips, and tools needed to understand key requirements, improve your compliance program, and meet examiner expectations.

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

Understand key regulatory elements of consumer deposit compliance
- Reg CC – Expedited Funds Availability Act updates
- Reg DD – Best practices for reviewing disclosures with consumers and marketing your products
- Reg E – Error resolution and overdraft program procedures
- UDAAP – Avoid issues causing consumer harm and track consumer complaints
Increase readiness for current regulatory hot buttons and future changes
Respond appropriately to audit and exam findings
Incorporate best practices and provided tools into your compliance program

WEBINAR DETAILS

With so many consumer deposit rules and regulations, ensuring compliance is a major undertaking. This session will review key requirements, including Reg CC, Reg DD, Reg E, and UDAAP. It will also dive further into issues frequently cited by examiners and explain how to avoid making similar mistakes. This webinar will provide useful tools for frontline staff, branch managers, and compliance officers to assist with regulatory compliance and strengthen and enhance your compliance program.

WHO SHOULD ATTEND?

This informative session is designed for frontline personnel, new accounts staff, branch managers, deposit operations professionals, online account opening staff, compliance officers, and internal auditors.

TAKE-AWAY TOOLKIT

Sample tracking log for audit/exam findings
Reg CC quick reference guides
EFT error resolution checklist
Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.