Whistleblower Protections, Investigations & Retaliation Risks

May 11, 2026
Live Webinar
DateMay 11, 2026Duration90 minutes
08:00 AM PDT09:00 AM MDT
10:00 AM CDT11:00 AM EDT
    • Unlimited connections for your institution
    • Available on desktop, mobile & tablet
    • Take-away toolkit
    • Presenter’s contact info for questions
On-Demand Webinar
  • Unlimited & shareable access starting two business days after live stream
  • Available on desktop, mobile & tablet devices 24/7
  • Take-away toolkit
  • Ability to download webinar video
  • Presenter's contact info for questions
See Registration Options

A whistleblower complaint can trigger legal exposure, regulatory scrutiny, and reputational damage — often faster than an investigation can begin.

This program will examine how financial institutions can navigate whistleblower complaints while minimizing retaliation risk. Leadership decisions in the first hours can either contain potential issues or escalate them into costly litigation and regulatory attention. Learn how to document actions, communicate appropriately, and protect both employees and the organization through a structured, compliant response strategy.

KEY WEBINAR TAKEAWAYS
  • What qualifies as protected activity and where retaliation risk begins
  • Structuring an investigation process that is fair, documented, and defensible
  • The most common retaliation traps that create liability
  • Strengthening board and executive oversight of whistleblower matters

BONUS MATERIALS

  • Whistleblower risk assessment checklist
  • Investigation workflow flowchart
  • Retaliation red flag matrix
  • Investigation documentation template

WEBINAR DETAILS

Whistleblower complaints carry unique legal risk because employees who raise concerns are protected by specific federal and state laws, as well as institutional policy safeguards. Retaliation exposure exists regardless of whether the underlying allegation has merit, and in many cases the institution’s response creates greater liability than the complaint itself. A fast, structured, and well-documented reaction is critical, because how leadership acts in the first hours often determines whether the issue is contained or escalates into regulatory scrutiny, litigation, or reputational harm.

WHO SHOULD ATTEND?

  • Board members
  • Senior executives
  • Managers
  • Human resources
  • Risk and compliance officers
  • Internal audit
  • BSA and Security

TAKE-AWAY TOOLKIT

  • Employee training log
  • Interactive quiz
  • PDF of slides and speaker’s contact info for follow-up questions
  • Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.

Presented By

David A. Reed, JDDavid A. Reed
Reed & Jolly, PLLC
© 2026 FINANCIAL EDUCATION & DEVELOPMENT, INC