Annual MLO Training & SAFE Act Compliance
November 12, 2026
Live Webinar
DateNov 12, 2026Duration60 minutes
12:00 PM PST01:00 PM MST
02:00 PM CST03:00 PM EST
- Unlimited connections for your institution
- Available on desktop, mobile & tablet
- Take-away toolkit
- Presenter’s contact info for questions
On-Demand Webinar
- Unlimited & shareable access starting two business days after live stream
- Available on desktop, mobile & tablet devices 24/7
- Take-away toolkit
- Ability to download webinar video
- Presenter's contact info for questions
MLO compliance goes far beyond registration.
Strengthen your annual MLO training and SAFE Act
compliance with clear guidance on registration, compensation rules, common
violations, and the essential steps for a successful SAFE Act audit.
KEY WEBINAR TAKEAWAYS
- Who must be registered, which employees meet the definition of a “mortgage loan originator”, and which are exempt
- Initial and subsequent registration process, including proper use of forms, criminal background checks, fingerprinting, and MLO registration submission
- Required policies, procedures, and compensation rules
- Nine required steps for the annual audit
- Loan originators are required to receive periodic training commensurate with their day-to-day origination responsibilities
- How to identify and avoid five common SAFE Act violations
BONUS MATERIALS
- SAFE Act FAQs issued by the CFPB
- Links to exam procedures
- SAFE Act compliance checklist
- Template for a SAFE Act audit
WEBINAR DETAILS
What does it mean to be a mortgage loan originator
(MLO)? Are the MLOs at your financial institution following all the
requirements? There are mandated registration procedures and a requirement to
perform an annual independent audit. This webinar will address these rules,
cover the SAFE Act requirements, provide an overview of the Loan Originator
Compensation Rules, reveal five common SAFE Act violations, and offer nine
steps for a SAFE Act audit. The concise summary of federal regulations that
apply to mortgage lending will augment the overall MLO training requirements.
WHO SHOULD ATTEND?
- Mortgage loan officers and managers
- SAFE Act administrators
- Compliance officers
- Internal auditors
TAKE-AWAY TOOLKIT
- Employee training log
- Interactive quiz
- PDF of slides and speaker’s contact info for follow-up questions
- Attendance certificate provided to self-report CE credits
NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.
Presented By

Compliance Training & Consulting for Financial Institutions
Other Webinars That Might Interest You

Safe Deposit Box Disclosures, Due Diligence & Drilling
by Dawn Kincaid

Decrypting Personal Tax Returns Part 2: Form 1040, Schedules D, E & F
by Timothy P. Harrington

HMDA: Avoiding Common Errors
by Carl Pry

Escrow Deep Dive: From Loan Estimate to Annual Analysis
by Molly Stull

Commercial Credit Analyst Series: Mastering Financial Statement Analysis for Commercial Lending
by Robert L. Viering

Commercial Bankruptcies
by Eric Johnson

Avoiding the Most-Cited Lending & Deposit Compliance Violations
by Dawn Kincaid

Electronic Payment Fraud: When Is Your Institution Liable?
by Shelli Clarkston

BSA: Money Laundering in Residential Real Estate and Mortgage Loan Fraud
by Leslie Nicely

Consumer Loan Underwriting 101
by Robert L. Viering
© 2026 FINANCIAL EDUCATION & DEVELOPMENT, INC


