Surviving a BSA Exam: Recent Hot Spots

Throughout life, we’ve all wanted to know what’s going to be on the test – and the BSA compliance world is no different.  Luckily, past exams and public consent orders issued by the regulatory agencies can serve as lessons that can strengthen, improve, and enhance your BSA/AML compliance program and avoid similar issues.

This webinar will address recent citations and the issues real-life BSA officers are experiencing during exams.  It will discuss the importance of communication between the BSA officer and the board in establishing a culture of compliance and also meeting examiner expectations of directors.  This program’s focus will be the importance of timely and accurate SAR filings, BSA reporting requirements, and the essential components of a compliant CDD program.  Join this hands-on training to learn how to avoid similar errors, test for these compliance weaknesses, and implement corrective action if needed!