Surviving a BSA Exam: Recent Hot Spots
On-Demand Webinar
StreamedApr 12, 2022Duration90 minutes
- Unlimited & shareable access starting two business days after live stream
- Available on desktop, mobile & tablet devices 24/7
- Take-away toolkit
- Ability to download webinar video
- Presenter's contact info for questions
Get a dose of BSA reality while learning about recent BSA hot spots.
Get insight into recent citations and issues
faced by actual BSA officers. Attend to learn important compliance issues
to help you survive and thrive during your next BSA exam.
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
- Detail examiners’ SAR filing expectations for risk-focused BSA/AML exams
- Define your institution’s current BSA/AML risks and the impact of pending BSA regulation and changes
- Use best practices to identify and monitor high-risk accountholders
- Explain the impact the AML Act may have on your current BSA/AML program
- Understand the highest-risk areas facing your institution, including cybercrime, human trafficking, drug trafficking, corruption, and fraud
WEBINAR DETAILS
Throughout life, we’ve all
wanted to know what’s going to be on the test – and the BSA compliance world is
no different. Luckily, past exams and
public consent orders issued by the regulatory agencies can serve as lessons
that can strengthen, improve, and enhance your BSA/AML compliance program and
avoid similar issues.
This webinar will address recent citations and the issues
real-life BSA officers are experiencing during exams. It will discuss the importance of
communication between the BSA officer and the board in establishing a culture
of compliance and also meeting examiner expectations of directors. This program’s focus will be the importance
of timely and accurate SAR filings, BSA reporting requirements, and the
essential components of a compliant CDD program. Join
this hands-on training to learn how to avoid similar errors, test for these
compliance weaknesses, and implement corrective action if needed!
WHO SHOULD ATTEND?
This informative session is
designed for BSA/AML officers, compliance officers, and senior management.
TAKE-AWAY TOOLKIT
- BSA policy checklist
- Sample SAR completion procedures
- SAR review checklist
- Employee training log
- Interactive quiz
- PDF of slides and speaker’s contact info for follow-up questions
- Attendance certificate provided to self-report CE credits
NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.
Presented By
Brode Consulting Services Inc
© 2023 FINANCIAL EDUCATION & DEVELOPMENT, INC