Successful Compliance Auditing & Monitoring

A critical component of a successful compliance management system is identifying consumer compliance risks arising from an institution’s products and services. This webinar will slice and dice this into manageable components, including the basic anatomy of a risk assessment, developing the audit schedule, and how to document your efforts into a comprehensive report. 

You’ll garner tools for developing testing to ensure that agency-identified weaknesses and regulatory changes are incorporated into the auditing and monitoring activities and get tips for staying abreast of internal changes to your institution’s products and services. Join us to ensure that your compliance auditing and monitoring program is effectively identifying consumer compliance issues.