Handling Court-Ordered Accounts: Estates, Guardianships, Conservatorships & Bankruptcies

Frontline & New Accounts Operations Deposit Account Compliance Managers & Supervisors Bank Secrecy Act (BSA)

On-Demand Webinar

StreamedJul 7, 2025Duration90 minutes

Unlimited & shareable access starting two business days after live stream
Available on desktop, mobile & tablet devices 24/7
Take-away toolkit
Ability to download webinar video
Presenter's contact info for questions

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Court-ordered accounts are a horse of a different color!

They bring special requirements, legal documents, executors, higher risk, and even more complexities. This in-depth program will teach you how to color inside the lines and compliantly administer these accounts from guardianships to estates.

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

Identify the paperwork that goes with court ordered accounts
Develop related checklists tailored to your institution
Manage risk and develop questionnaires for new accounts
Handle special situations where two executors are named
Mitigate risk on accounts with specific court instructions

WEBINAR DETAILS

This program will delve into the high risk involved in court-ordered accounts and the legal documents that accompany them. From guardianships to estates, it will look at the key players, who can do what, and whether you can refuse an account. You’ll learn how to open these high-level accounts and how to review the paperwork and involve legal counsel. Some institutions send all paperwork to legal counsel, but many take a first look and then send it when there are complications. Join us to learn how your procedures may be exposing your institution to risk on these special accounts.

WHO SHOULD ATTEND?

This informative session is designed for new accounts personnel, branch managers, loan officers, management, deposit operations staff, deposit compliance personnel, branch administration, BSA officers, BSA staff, compliance officers, trainers, and others who open accounts.

TAKE-AWAY TOOLKIT

New account handbook with checklists
Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.