BSA for Officers & Directors

Compliance Human Resources

On-Demand Webinar

StreamedDec 14, 2023Duration60 minutes

Unlimited & shareable access starting two business days after live stream
Available on desktop, mobile & tablet devices 24/7
Take-away toolkit
Ability to download webinar video
Presenter's contact info for questions

See Registration Options

Financial institutions are an important part of the ongoing strategy to stop money laundering and terrorism. Do you know the signs?

Does your board know the signs? Your board and senior officers can contribute to creating a “culture of compliance” by providing adequate policies, funding, training, and support. Learn more, including examiners’ expectations, with this timely opportunity.

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

Recognize that the board is ultimately responsible for the BSA program
Understand the examiners’ expectations
Define money laundering
Explain what it means to have a ”culture of compliance”
Distinguish between OFAC, BSA, and PATRIOT Act requirements

WEBINAR DETAILS

This webinar will cover what senior management, directors, and officers need to know about the Bank Secrecy Act (BSA), PATRIOT Act, and OFAC. Your institution has significant responsibilities for protecting the financial system from being used to launder criminal proceeds, finance terrorism, or conduct other illegal activities. The board and management are responsible for creating a “culture of compliance” when executing the requirements of the anti-money laundering laws and regulations. Find out why proper policies and procedures, internal controls, the appointment of a knowledgeable BSA/OFAC officer, funding, support, and training are critical to making your BSA, PATRIOT Act, and OFAC programs effective and successful.

WHO SHOULD ATTEND?

This informative session is designed for the board, management officials, other officers, compliance staff, and auditors.

TAKE-AWAY TOOLKIT

Executive summary of the regulatory requirements
Checklist of policy requirements
Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.