Today’s Board Essentials Module 4: Implementing a Compliance Management System
Banks operate in a highly regulated industry filled with inherent risk.
To mitigate that risk, banks
are required to develop and maintain a sound compliance management system that
is integrated into their overall risk management strategy. The bank’s board is
ultimately responsible for developing and administering this compliance
management system to ensure adherence to all laws and regulations. This module
will explain how the board can satisfy its responsibilities.
NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.
Presented By
Spencer Fane LLP
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