Today’s Board Essentials Module 4: Implementing a Compliance Management System

Compliance Directors Human Resources Senior Management Senior Management & Directors

Banks operate in a highly regulated industry filled with inherent risk.

To mitigate that risk, banks are required to develop and maintain a sound compliance management system that is integrated into their overall risk management strategy. The bank’s board is ultimately responsible for developing and administering this compliance management system to ensure adherence to all laws and regulations. This module will explain how the board can satisfy its responsibilities.

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