Wednesday
Jan 8
2020

BSA High-Risk Customers: Identifying, Enhanced Due Diligence & Monitoring

Registration Options & Pricing

Please select your membership status.


Live Webinar Includes

  • One connection to the Live Webinar
  • Handout and Take-Away Toolkit
  • Available on Desktop, Mobile & Tablet
  • Presenter’s Contact Info for Follow-Up

Recorded Webinar Includes

  • Recording of the Live Webinar
  • Available 6 business days following Live date
  • Handout and Take-Away Toolkit
  • Available on Desktop, Mobile & Tablet
  • Free Digital Download, yours to keep
  • Share link with anyone at your bank
  • Presenter’s contact info for follow-up
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Webinars
Available
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12:00 pm – 1:30 pm PT
1:00 pm – 2:30 pm MT
2:00 pm – 3:30 pm CT
3:00 pm – 4:30 pm ET

With BSA, the higher the risk, the more due diligence and monitoring that are necessary. Have you identified your high-risk customers and products? Are you conducting enhanced due diligence as required?

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

  • Create a proper customer risk profile and properly assign risk ratings
  • Distinguish which customers should be deemed higher risk
  • Determine the appropriate due diligence required at account opening and later throughout the relationship
  • Explain when a high-risk customer or product can be reduced to a moderate or low risk
  • Conduct a BSA/AML quantity of risk assessment for your institution

WEBINAR DETAILS

BSA/AML compliance programs are always a hot button with examiners and are even more important now. All institutions must use a risk-based approach to ensure their policies, procedures, and processes are commensurate with the risk associated with particular customers or products. This webinar will explain how to identify and assess the risk – low, medium, or high – associated with customers and products. You’ll learn the additional steps to conduct the “enhanced” due diligence required for higher-risk customers and the customer and product due diligence necessary for ongoing monitoring.

Attendance certificate provided to self-report CE credits.

WHO SHOULD ATTEND?

This informative session will benefit all account opening personnel, compliance staff, BSA and security officers, operations department staff, auditors, and managers.

TAKE-AWAY TOOLKIT

  • FFIEC BSA/AML manual’s Quantity of Risk Matrix
  • Employee training log
  • Interactive quiz

DON'T MISS THESE RELATED WEBINARS!

"The Changing Face of BSA Administration:
What BSA Officers & Management Must Know"

Wednesday, December 11, 2019

"BSA Special Risks: Policy, Law Enforcement & Regulator Issues"
Wednesday, November 20, 2019

 

NOTE:  All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.

MEET THE PRESENTER

Spencer Fane LLP
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