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Auditing Call Reports:
Compliance, Regulator Expectations & Best Practices

Registration Options and Pricing

Please select your membership status.

Wednesday, May 31, 2017

12:00 pm – 1:30 pm PT
1:00 pm – 2:30 pm MT
2:00 pm – 3:30 pm CT
3:00 pm – 4:30 pm ET

With regulatory agencies increasingly relying on the Call Report as an effective way to monitor and remotely supervise banks, there is greater emphasis on Call Report accuracy. In addition, regulators are more frequently including a Call Report review during on-site examinations. It is imperative that Call Report preparers, reviewers, and auditors understand regulators’ expectations regarding Call Report accuracy, as well as the bank’s procedures for preparation and review. This session will highlight key audit areas, common errors, and best practices for performing and documenting the review of quarterly Call Reports.

Continuing Education: Attendance verification for CE credits upon request

HIGHLIGHTS

  • How regulators use Call Report information and their expectations for internal review processes
  • Key Call Reporting areas and steps for auditing/reviewing those areas
  • Internal controls for review and audit
  • Best practices for documenting Call Report preparation and review
  • Commonly misreported items

  • TAKE-AWAY TOOLKIT
    • PDF booklet of relevant regulatory guidance
    • Employee training log
    • Quiz you can administer to measure staff learning and a separate answer key

RELATED WEBINAR STILL AVAILABLE!

"Introduction to Call Report Loan Classifications"
Thursday, August 17, 2017

WHO SHOULD ATTEND?

This informative session is designed for Call Report preparers, and especially Call Report reviewers, including CFOs, controllers, internal auditors, compliance officers, and others responsible for ensuring the accuracy of quarterly Call Report submissions.

PLEASE NOTE: Program content is subject to copyright and intended for your individual financial institution’s use only.

MEET THE PRESENTERS

Michael Gordon Michael Gordon, CPA, MBA
Mauldin & Jenkins, LLC

 

 

 

 

 

 Alison Wester Alison Wester, CPA
Mauldin & Jenkins, LLC