10 Commandments for Dealing with Regulators

Registration Options & Pricing

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Recorded Webinar Includes

  • Recording of the Live Webinar
  • Available 6 business days following Live date
  • Available for 6 months following Live
  • Handout and Take-Away Toolkit
  • Available on Desktop, Mobile & Tablet
  • Free Digital Download, yours to keep
  • Share link with anyone at your bank
  • Presenter’s contact info for follow-up

As the banking industry continues to recover from the Great Recession, regulators are more active than ever. The rate of bank failures has declined, but new regulations and regulatory guidance – particularly in the consumer arena – are flooding the industry. In such an environment, it is critical that community bank boards of directors understand how to appropriately deal with their primary regulator. This program will address current regulatory trends to monitor and pitfalls to avoid in order to stay in the regulators’ good graces. It will also provide insight about the appropriate way to communicate with regulators before significant bank activities, the proper posture to take when the bank and its regulator do not see eye-to-eye, and how to deal with the regulators when the bank is under an enforcement action.

Recorded Tuesday, May 13, 2014

Continuing Education: Attendance verification for CE credits upon request


  • The truth about regulators
  • The current regulatory environment
  • Where do regulators fit into mergers and acquisitions?
  • How to deal with regulators on safety and soundness and compliance issues
  • What are directors’ obligations and potential liability for regulatory matters?
  • Understanding the regulators’ options and the board’s rights

    • 10 commandments for dealing with regulators
    • Clients and friends memorandum:  Dealing with regulators in an uncertain environment
    • Employee training log
    • Quiz you can administer to measure staff learning and a separate answer key


This informative session is designed for senior management and directors of community banks.

NOTE:  All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.


Gerrish Smith Tuck, PC
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